Prairiewood Capital, Llc
- Regulatory AUM
- $365M
- Discretionary
- $365M
- Clients
- 244
- Avg AUM / client
- $1.5M
- Accounts
- 1,201
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 105 | $48.0M | 13.1% |
| High net worth individuals | 129 | $302M | 82.8% |
| Charitable organizations | 10 | $15.0M | 4.11% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Steven Michael Nelson | Managing Partner | CFA | Jan 2008 (19y) | ≈ 37.5% – 75% via Prairiewood Financial Group, Llc |
| Nathan Mark Anderson | Chief Compliance Officer | CFP | May 2019 (7y) | ≈ 18.75% – 50% via Nma Holdings Llc |
| Parker Alan Jacobs | Registered representative | CFP | Aug 2023 (3y) | |
| Dustin Michael Richter | Registered representative | CFP | May 2025 (1y) | |
| Matthew J Mc Intyre | Registered representative | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Prairiewood Financial Group, Llc | Holding Company | Aug 2017 | A | 50% – 75% |
| Nma Holdings Llc | Holding Company | Mar 2022 | A | 25% – 50% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Steven Michael Nelson: 75% – 100% of Prairiewood Financial Group, Llc × 50% – 75% direct ≈ 37.5% – 75% of the firm
- Nathan Mark Anderson: 75% – 100% of Nma Holdings Llc × 25% – 50% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/30/2026 | 908 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • FEES FROM OTHER INVESTMENT ADVISERS
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $362M (99% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 30, 2026.
View current Form ADV (SEC/IAPD) ↗