AUMdb

Rga Investment Advisors, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 149171 · SEC file 801-121126 · Great Neck, NY · WWW.RGAIA.COM
☆ Save with Pro ADV data as of Jul 21, 2026
Regulatory AUM
$101M
Discretionary
$101M
Clients
100
Avg AUM / client
$1.0M
Accounts
283
Employees
4

AUM over time

$74.9M $116M
Apr 1, 2021 Jul 21, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Jul 21, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 80 $31.1M 30.8%
High net worth individuals 19 $53.4M 52.8%
Pooled investment vehicles (non-investment companies) 1 $16.6M 16.4%

Private funds (4)

Reported in Form ADV Section 7.B.(1), filing of Apr 2024 · $19.0M combined gross assets

FundTypeDomicileGross assetsOwners
Soundview Equity Partners Lp Hedge Fund Delaware $14.9M 36
Soundview Asia Partners Holdings Lp feeder Private Equity Fund Delaware $2.0M 22
Soundview Asia Partners Holdings Ii Lp feeder Private Equity Fund Delaware $1.6M 19
Soundview Private Opportunity Fund Lp Other Private Fund Delaware $500K 7

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Jason Matthew Gilbert Cco, Managing Partner Personal Financial Specialist Jan 2009 (18y) 50% – 75%
Elliot J Turner Managing Partner Jan 2012 (15y) 50% – 75%
Ryan S King Registered representative Dec 2025 (1y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Private funds (4, $19.0M gross assets)

FundTypeGross assetsMin. investmentOwners
Soundview Equity Partners Lp Hedge Fund $14.9M $250K 36
Soundview Asia Partners Holdings Lp Private Equity Fund $2.0M $100K 22
Soundview Asia Partners Holdings Ii Lp Private Equity Fund $1.6M $25.0K 19
Soundview Private Opportunity Fund Lp Other Private Fund $500K $25.0K 7

From Form ADV Section 7.B private fund reporting.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 07/15/2026 1.85 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees
  • Performance-based fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses/institutional clients

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 21, 2026.

View current Form ADV (SEC/IAPD) ↗