Gotham Asset Management, Llc
- Regulatory AUM
- $30.0B
- Discretionary
- $30.0B
- Clients
- 289
- Avg AUM / client
- $104M
- Accounts
- 292
- Employees
- 56
AUM over time
Annual snapshots from Form ADV filings · as of May 29, 2026
Asset allocation (SMA assets by investment type)
as of May 29, 2026Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 245 | $14.1B | 46.8% |
| Investment companies | 11 | $3.7B | 12.3% |
| Pooled investment vehicles (non-investment companies) | 33 | $11.9B | 39.5% |
| State or municipal government entities | Fewer than 5 clients | $36.6M | 0.12% |
| Corporations and other businesses | Fewer than 5 clients | $398M | 1.33% |
Private funds (75)
View all →Reported in Form ADV Section 7.B.(1), filing of Nov 2024 · $3.1B combined gross assets
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Goldstein, Robert, Lawrence | Partner | Aug 2008 (18y) | ≈ 18.75% – 50% via Gotham Asset Management Holdings, Lp | |
| Greenblatt, Joel, Michael | Partner | Aug 2008 (18y) | ≈ 18.75% – 50% via Gotham Asset Management Holdings, Lp | |
| Seibert, Bernard, Philips | Chief Financial Officer | Sep 2010 (16y) | Less than 5% | |
| Larocca, Louis, Nmm | General Counsel & Chief Compliance Officer | Mar 2013 (13y) | Less than 5% | |
| Rory Patrick Collins | Registered representative | CFP | Mar 2009 (17y) | |
| Lisa L Charkoudian Barry | Registered representative | Feb 2016 (10y) | ||
| Patricia Jean Kolb | Registered representative | Feb 2016 (10y) | ||
| Oliver Wickham Irwin | Registered representative | Jan 2026 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Gotham Asset Management Holdings, Lp | Owner / Member | Aug 2008 | A | 75% or more |
| Gotham Gp, Llc | General Partner | Sep 2010 | B | GP / trustee / elected manager of Gotham Asset Management Holdings, Lp (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Goldstein, Robert, Lawrence: 25% – 50% of Gotham Asset Management Holdings, Lp × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Greenblatt, Joel, Michael: 25% – 50% of Gotham Asset Management Holdings, Lp × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (75, $3.1B gross assets)
Top 25 of 75 funds by gross assets · all funds
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/29/2026 | 6.68 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Bofa Securities, Inc. $6.2B (21% of AUM) May 2026
- Pershing $4.5B (15% of AUM) May 2026
- Morgan Stanley $3.8B (13% of AUM) May 2026
- BNY Mellon $149M (2% of AUM) Aug 2020
- State Street $38.6M (0% of AUM) Aug 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 29, 2026.
View current Form ADV (SEC/IAPD) ↗