AUMdb

Rinkey Investments

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 149576 · SEC file 801-122912 · San Diego, CA · www.youtube.com
☆ Save with Pro ADV data as of May 19, 2026
Regulatory AUM
$471M
Discretionary
$460M
Clients
215
Avg AUM / client
$2.2M
Accounts
1,246
Employees
14

AUM over time

$104M $471M
Nov 19, 2021 May 19, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of May 19, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 66 $21.3M 4.53%
High net worth individuals 137 $440M 93.5%
Pension and profit sharing plans 12 $9.5M 2.01%

People (10)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Matthew Seth Rinkey President/Chief Compliance Officer Feb 2009 (18y) 75% or more
Benjamin Samuel Rinkey Registered representative May 2014 (12y)
Norman Joseph Mangina Registered representative CFP Aug 2015 (11y)
Sara Jane Gawick Registered representative CFP Jun 2022 (4y)
John D Kenny Registered representative CFP Jan 2025 (2y)
David Kim Registered representative CFP Sep 2025 (1y)
Christine Papelian Registered representative CFP Dec 2025 (1y)
Kimberly Grace Nickel Registered representative CFP Dec 2025 (1y)
Zachary Penn Benton Registered representative CFP May 2026 (0y)
Faranak Gott Registered representative CFP Jun 2026 (0y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 05/19/2026 992 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Pension consulting services
  • Other services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 19, 2026.

View current Form ADV (SEC/IAPD) ↗