Seelaus Asset Management, Llc
SEC-registered
Investment Adviser · Mid-sized ($1B–$10B)
CRD 149582
· SEC file 801-77641
· Chatham, NJ
· WWW.RSEELAUS.COM
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ADV data as of Mar 31, 2026
- Regulatory AUM
- $1.7B
- Discretionary
- $1.7B
- Clients
- 273
- Avg AUM / client
- $6.2M
- Accounts
- 502
- Employees
- 29
AUM over time
$111M
$1.7B
Dec 2012
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Investments (13F portfolio — 204 positions, $142,391,257)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Apple Inc | COM | $9,943,919 | 34,365 | 6.98% | 0.58% |
| 2 | State Str Spdr S&P 500 Etf T | TR UNIT | $7,993,497 | 10,704 | 5.61% | 0.47% |
| 3 | Alphabet Inc | CAP STK CL C | $2,866,920 | 8,114 | 2.01% | 0.17% |
| 4 | Cameco Corp | COM | $2,757,248 | 27,069 | 1.94% | 0.16% |
| 5 | United Rentals Inc | COM | $2,673,620 | 2,360 | 1.88% | 0.16% |
| 6 | Microsoft Corp | COM | $2,622,440 | 7,030 | 1.84% | 0.15% |
| 7 | Berkshire Hathaway Inc Del | CL B NEW | $2,537,978 | 5,072 | 1.78% | 0.15% |
| 8 | Advanced Micro Devices Inc | COM | $2,524,635 | 4,346 | 1.77% | 0.15% |
| 9 | Amazon Com Inc | COM | $2,522,114 | 10,582 | 1.77% | 0.15% |
| 10 | Alphabet Inc | CAP STK CL A | $2,443,339 | 6,837 | 1.72% | 0.14% |
| 11 | Nvidia Corporation | COM | $2,441,512 | 12,202 | 1.71% | 0.14% |
| 12 | Caterpillar Inc | COM | $2,365,143 | 2,221 | 1.66% | 0.14% |
| 13 | Western Digital Corp | COM | $2,095,002 | 3,280 | 1.47% | 0.12% |
| 14 | Exxon Mobil Corp | COM | $1,789,802 | 13,091 | 1.26% | 0.11% |
| 15 | Invesco Exchange Traded Fd T | S&P500 EQL WGT | $1,691,536 | 7,950 | 1.19% | 0.1% |
| 16 | Bloom Energy Corp | COM CL A | $1,684,223 | 5,564 | 1.18% | 0.1% |
| 17 | Select Sector Spdr Tr | STATE STREET TEC | $1,651,808 | 8,670 | 1.16% | 0.1% |
| 18 | Abbvie Inc | COM | $1,651,010 | 6,561 | 1.16% | 0.1% |
| 19 | Invesco Qqq Tr | UNIT SER 1 | $1,609,415 | 2,186 | 1.13% | 0.09% |
| 20 | Cisco Sys Inc | COM | $1,598,278 | 13,607 | 1.12% | 0.09% |
| 21 | Intel Corp | COM | $1,586,336 | 11,361 | 1.11% | 0.09% |
| 22 | Onemain Hldgs Inc | COM | $1,562,087 | 25,621 | 1.1% | 0.09% |
| 23 | Citigroup Inc | COM NEW | $1,492,507 | 10,664 | 1.05% | 0.09% |
| 24 | Crh Plc | ORD | $1,281,325 | 11,975 | 0.9% | 0.08% |
| 25 | Vertiv Holdings Co | COM CL A | $1,240,843 | 3,706 | 0.87% | 0.07% |
Top 25 of 204 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 121 | $44.3M | 2.6% |
| High net worth individuals | 117 | $206M | 12.1% |
| Pooled investment vehicles (non-investment companies) | 4 | $138M | 8.08% |
| Charitable organizations | 7 | $8.0M | 0.47% |
| Other investment advisers | 7 | $284M | 16.7% |
| Corporations and other businesses | 17 | $1.0B | 60.1% |
Private funds (4)
Reported in Form ADV Section 7.B.(1), filing of Aug 2024 · $78.7M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Seelaus Credit Opportunities Fund Lp | Hedge Fund | Delaware | $55.9M | 15 |
| Seelaus Housing Equality Fund Lp | Hedge Fund | Delaware | $10.0M | 2 |
| Navesink River Partners, Lp | Hedge Fund | New Jersey | $10.0M | 10 |
| Edgewood Partners, Lp | Hedge Fund | New Jersey | $2.9M | 11 |
People (26)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Anneliese Nmn Mitnick | Managing Member | Dec 2012 (14y) | GP / trustee / elected manager of R. Seelaus & Co., Inc. (indirect) | |
| Karolina Nmn Pajdak | Chief Compliance Officer/Managing Member | Dec 2012 (14y) | Less than 5% | |
| Seelaus, Richard, Paul | Managing Member | Dec 2012 (14y) | GP / trustee / elected manager of R. Seelaus & Co., Inc. (indirect) | |
| Benjamin Patrick Seelaus | Managing Member | Mar 2015 (11y) | GP / trustee / elected manager of R. Seelaus & Co., Inc. (indirect) | |
| Seelaus, Joanne, Kyne | Owner | Apr 2015 (11y) | 25% – 50% of R.Seelaus & Co Inc. (indirect) | |
| Kenneth Harris Klein | Chief Executive Officer/ Elected Manager | Nov 2016 (10y) | Less than 5% | |
| Albert Quentin Murray Iii | Managing Member | Aug 2017 (9y) | GP / trustee / elected manager of R. Seelaus & Co., Inc. (indirect) | |
| Brucia, James, Benedetto | Managing Member | Jan 2021 (6y) | GP / trustee / elected manager of R. Seelaus & Co., Inc. (indirect) | |
| Graves, Leslie, Ann | Managing Member | Jan 2021 (6y) | GP / trustee / elected manager of R. Seelaus & Co., Inc. (indirect) | |
| Freshwater, Tara, Malley | Chief Operating Officer/Elected Manager | Feb 2021 (6y) | Less than 5% | |
| Molchan, Mayya, Nmn | Chief Financial Officer/Elected Manager | Oct 2022 (4y) | Less than 5% | |
| Andrew Miles Khatri | Chief Investment Officer/Elected Manager | Jul 2024 (2y) | Less than 5% | |
| Mary Mccurdy Parker | Registered representative | Jan 2013 (14y) | ||
| Paul Ridgely Stierhoff | Registered representative | CFP | Jan 2013 (14y) | |
| George Thomas Reedy | Registered representative | Jan 2013 (14y) | ||
| Thomas Paul Dalpiaz | Registered representative | Oct 2013 (13y) | ||
| Gary Alan Segal | Registered representative | Oct 2014 (12y) | ||
| Robert Keith Mitnick | Registered representative | Jan 2015 (12y) | ||
| Alan Thomas Grobert | Registered representative | Feb 2015 (11y) | ||
| Amy Cooper Smoragiewicz | Registered representative | May 2017 (9y) | ||
| James Peirce Daly | Registered representative | May 2018 (8y) | ||
| David Gerald Mangone | Registered representative | Jun 2019 (7y) | ||
| Hongyuan Yang | Registered representative | Feb 2024 (2y) | ||
| Roberta Rosenblatt | Registered representative | May 2024 (2y) | ||
| Arthur Kingsland Weise | Registered representative | CFA | Feb 2026 (0y) | |
| Andrew Michael Lapone | Registered representative | Apr 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Seelaus Holdings Llc | Owner/ Member | Mar 2022 | A | 75% or more |
| R. Seelaus & Co., Inc. | Holding Company | Mar 2022 | B | ≈ 56.25% – 100% via Seelaus Holdings Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- R. Seelaus & Co., Inc.: 75% – 100% of Seelaus Holdings Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (4, $78.7M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Seelaus Credit Opportunities Fund Lp | Hedge Fund | $55.9M | $0 | 15 |
| Seelaus Housing Equality Fund Lp | Hedge Fund | $10.0M | $0 | 2 |
| Navesink River Partners, Lp | Hedge Fund | $10.0M | $0 | 10 |
| Edgewood Partners, Lp | Hedge Fund | $2.9M | $0 | 11 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 2.05 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- U.S. Bancorp Investments, Inc. $534M (31% of AUM) Mar 2026
- BNY Mellon $508M (30% of AUM) Mar 2026
- Pershing $178M (10% of AUM) Mar 2026
- Charles Schwab & Co. $149M (9% of AUM) Mar 2026
- National Financial Services (Fidelity) $47.8M (9% of AUM) Nov 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗