Delta Investment Management, Llc
- Regulatory AUM
- $857M
- Discretionary
- $857M
- Clients
- 1,099
- Avg AUM / client
- $780K
- Accounts
- 2,459
- Employees
- 25
AUM over time
Annual snapshots from Form ADV filings · as of Apr 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 934 | $278M | 32.4% |
| High net worth individuals | 165 | $575M | 67.1% |
| Charitable organizations | Fewer than 5 clients | $4.2M | 0.49% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Littler Mendelson 401(k) Plan And Trust Littler Mendelson, P.C. | 2024 | |
| Jetblue Airways Retirement Plan Jetblue Airways Corporation | 2024 |
People (26)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Andrew Dooling Houghton | Managing Member | Dec 2008 (18y) | 50% – 75% | |
| Nicholas Granger Atkeson | Managing Member/Chief Compliance Officer | Dec 2008 (18y) | 50% – 75% | |
| Michael Paul Kress | Registered representative | Feb 2018 (9y) | ||
| Kyler Willis Hasson | Registered representative | Apr 2018 (8y) | ||
| Edwin Anthony Barretto | Registered representative | Mar 2019 (7y) | ||
| George Arthur Fossing | Registered representative | Mar 2019 (7y) | ||
| Mark Andrew Trewitt | Registered representative | Sep 2019 (7y) | ||
| Steven Michael Mallory | Registered representative | Sep 2019 (7y) | ||
| John Clarence Kieber | Registered representative | Sep 2019 (7y) | ||
| Melissa Patrice Kielberg | Registered representative | Oct 2019 (7y) | ||
| Zachary Thomas Jenkins | Registered representative | Jan 2020 (7y) | ||
| Winston Bromley Gaffron | Registered representative | Jul 2020 (6y) | ||
| Jason Christopher Rheinfelder | Registered representative | Mar 2021 (5y) | ||
| James Patrick Pritchard | Registered representative | Apr 2021 (5y) | ||
| Kellie Lee Miller | Registered representative | CFP | Jun 2021 (5y) | |
| Kevin Dean Keller | Registered representative | Aug 2021 (5y) | ||
| Dow Spencer Barton | Registered representative | Nov 2021 (5y) | ||
| Howard Bernard Aschwald | Registered representative | CFA | Apr 2022 (4y) | |
| Daniel Craig Young | Registered representative | CFP | Sep 2022 (4y) | |
| Drew A Marchitello | Registered representative | Apr 2024 (2y) | ||
| Timothy Patrick Anderson | Registered representative | Apr 2024 (2y) | ||
| Xuan Wang | Registered representative | Aug 2024 (2y) | ||
| Matthew Burke | Registered representative | Jan 2026 (1y) | ||
| Travis Blue Smith | Registered representative | Personal Financial Specialist | Jan 2026 (1y) | |
| Christopher Timothy Atkeson | Registered representative | Jan 2026 (1y) | ||
| Peyton S Mallory | Registered representative | May 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Littler Mendelson 401(k) Plan And Trust | Littler Mendelson, P.C. | 2,298 | $1.1B | 01/01/2024 |
| Jetblue Airways Retirement Plan | Jetblue Airways Corporation | 23,089 | $5.4B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/17/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $844M (99% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 17, 2026.
View current Form ADV (SEC/IAPD) ↗