Nexpoint Asset Management, L.P.
- Regulatory AUM
- $2.8B
- Discretionary
- $2.8B
- Clients
- 5
- Avg AUM / client
- $553M
- Accounts
- 5
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 5 | $2.8B | 100.0% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James David Dondero | Shareholder | Dec 2000 (26y) | ≈ 0% – 5% via Strand Advisors Xvi, Inc. | |
| Okada, Mark, Kiyoshi | Shareholder | Feb 2009 (18y) | ≈ 18.75% – 50% via Highland Capital Management Services, Inc. | |
| Okada, Pamela, Joy | Trustee | Oct 2011 (15y) | GP / trustee / elected manager of Okada Family Revocable Trust (indirect) | |
| Waterhouse, Frank, George | Treasurer | Jun 2012 (14y) | Less than 5% | |
| Norris, Dustin, David | Executive Vice President | Apr 2019 (7y) | Less than 5% | |
| Mabry, William, Murphy | Assistant Treasurer | Apr 2021 (5y) | Less than 5% | |
| Vitiello, Stephanie, Lynn | Chief Compliance Officer And Secretary | Nov 2021 (5y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Highland Capital Management Services, Inc. | Limited Partner | Feb 2009 | A | 75% or more |
| Okada Family Revocable Trust | Limited Partner | Oct 2011 | A | 5% – 10% |
| Strand Advisors Xvi, Inc. | General Partner | Feb 2009 | A | Less than 5% |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- James David Dondero: 75% – 100% of Strand Advisors Xvi, Inc. × 0% – 5% direct ≈ 0% – 5% of the firm
- Okada, Mark, Kiyoshi: 25% – 50% of Highland Capital Management Services, Inc. × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.73 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for investment companies
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗