Windmills Capital Inc.
- Regulatory AUM
- $5.3M
- Discretionary
- $5.3M
- Clients
- 13
- Avg AUM / client
- $405K
- Accounts
- 15
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 14, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 12 | $4.6M | 86.7% |
| Corporations and other businesses | 1 | $698K | 13.3% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Alejandro ("Nmn") Riquezes | Chief Compliance Officer/President/Portfolio Manager/Secretary | Jan 2009 (18y) | 25% – 50% | |
| Riquezes, Juan, Andres | Director/Vice President | May 2010 (16y) | ≈ 12.5% – 37.5% via Afian S.A. | |
| Longo, Paolo, Victor | President | Jun 2010 (16y) | 50% – 75% of Afian S.A (indirect) | |
| Ponte, Guillermo, Alfredo | Vice President | Jun 2010 (16y) | GP / trustee / elected manager of Afian S.A. (indirect) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Afian S.A. | Owners | May 2010 | A | 50% – 75% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Riquezes, Juan, Andres: 25% – 50% of Afian S.A. × 50% – 75% direct ≈ 12.5% – 37.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/14/2026 | 1.09 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- UBS $2.7M (51% of AUM) Jul 2026
- Interactive Brokers $2.1M (40% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 14, 2026.
View current Form ADV (SEC/IAPD) ↗