AUMdb
EM

Elm Money Management Llc

State-registered Insurance-Affiliated · Boutique (under $100M) CRD 149891 · SEC file 801-70452 ·
☆ Save with Pro ADV data as of Mar 30, 2026
Regulatory AUM
$87.4M
Discretionary
$52.1M
Clients
383
Avg AUM / client
$228K
Accounts
383
Employees
2

AUM over time

$48.1M $87.4M
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 30, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 194 $24.1M 27.5%
High net worth individuals 129 $54.1M 61.9%
Pension and profit sharing plans 32 $7.3M 8.31%
Corporations and other businesses 28 $2.0M 2.23%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Scpmg Keogh Plan Southern California Permanente Medical Group 2024

People (2)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Gordon Patrick Carlson Managing Member & Chief Compliance Officer CFP Jul 2009 (17y) 75% or more
Sean Robert Dignan Registered representative Jul 2022 (4y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (1)

PlanSponsorParticipantsPlan assetsAs of
Scpmg Keogh Plan Southern California Permanente Medical Group 11,088 $7.9B 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/30/2026 1.1 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Pension consulting services
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.

View current Form ADV (SEC/IAPD) ↗