Slagle Financial, Llc.
- Regulatory AUM
- $412M
- Discretionary
- $412M
- Clients
- 1,510
- Avg AUM / client
- $273K
- Accounts
- 3,253
- Employees
- 21
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,461 | $306M | 74.4% |
| High net worth individuals | 49 | $101M | 24.6% |
| Pension and profit sharing plans | Fewer than 5 clients | $84 | 0.0% |
| Corporations and other businesses | Fewer than 5 clients | $4.0M | 0.97% |
People (12)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Chad A Slagle | President | Apr 2009 (17y) | 75% or more | |
| Chad Andrew Tobin | Chief Compliance Officer | May 2009 (17y) | Less than 5% | |
| Christopher James Dorsey | Registered representative | Mar 2012 (14y) | ||
| Nicholas Webb | Registered representative | Apr 2014 (12y) | ||
| Robert William Sims | Registered representative | Jun 2018 (8y) | ||
| Jeffrey Lind Cherry | Registered representative | Sep 2022 (4y) | ||
| Connor Joseph Bouse | Registered representative | Jul 2023 (3y) | ||
| Aaron Patrick Keune | Registered representative | Mar 2024 (2y) | ||
| Joshua Ohl | Registered representative | Dec 2024 (2y) | ||
| Antonio E Perez | Registered representative | Mar 2026 (0y) | ||
| Jonathan Christian Cathey | Registered representative | Mar 2026 (0y) | ||
| Blake Aaron Williams | Registered representative | Apr 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 1.06 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: FIRM WAS ALLEGED BY THE STATE OF MISSOURI TO HAVE FAILED TO MAINTAIN ADEQUATE BOOKS AND RECORDS CONSISTENT WITH MISSOURI REGULATORY REQUIREMENTS. Status: Final Sanction Detail: AGREEMENT TO RETAIN INDEPENDENT COMPLIANCE AUDITOR TO CONDUCT PERIODIC COMPLIANCE REVIEWS AND PROVIDE GENERAL COMPLIANCE CONSULTING FOR A PERIOD OF TWO YEARS. Summary: FIRM WAS FOUND BY THE STATE OF MISSOURI TO HAVE FAILED TO MAINTAIN ADEQUATE BOOKS AND RECORDS CONSISTENT WITH MISSOURI REGULATORY REQUIREMENTS. FIRM AGREED TO A REGULATORY ORDER REQUIRING IT TO RETAIN AN INDEPENDENT COMPLIANCE AUDITOR TO CONDUCT PERIODIC COMPLIANCE REVIEWS AND PROVIDE GENERAL COMPLIANCE CONSULTING FOR A PERIOD OF TWO YEARS.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Fidelity Brokerage Services $347M (84% of AUM) Mar 2026
- Charles Schwab & Co. $65.0M (16% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗