Monte Financial Group, Llc
- Regulatory AUM
- $482M
- Discretionary
- $482M
- Clients
- 434
- Avg AUM / client
- $1.1M
- Accounts
- 438
- Employees
- 12
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 03, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 309 | $100.0M | 20.7% |
| High net worth individuals | 125 | $377M | 78.1% |
| Charitable organizations | Fewer than 5 clients | $5.7M | 1.18% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Robert John Monte | Managing Member/Chief Compliance Officer | Jun 2009 (17y) | 75% or more | |
| Alexander Robert Monte | Registered representative | Mar 2015 (11y) | ||
| William Howard Leete | Registered representative | CFP | Mar 2016 (10y) | |
| Benjamin Thomas Monte | Registered representative | Jul 2020 (6y) | ||
| Cameron James Davignon | Registered representative | Aug 2022 (4y) | ||
| Noah B Lifgren | Registered representative | Oct 2024 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/03/2026 | 901 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $449M (93% of AUM) Mar 2026
- National Financial Services (Fidelity) $194M (46% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 03, 2026.
View current Form ADV (SEC/IAPD) ↗