AUMdb

Esm Management Llc

SEC-registered Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) CRD 150142 · SEC file 801-70456 · · WWW.ESMINVESTORS.COM
☆ Save with Pro ADV data as of Mar 19, 2026
Regulatory AUM
$1.4B
Discretionary
$1.4B
Clients
5
Avg AUM / client
$279M
Accounts
5
Employees
4

AUM over time

$72.8M $1.4B
Mar 16, 2012 Mar 19, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 19, 2026

Who they serve

Client typeClientsAUM% of AUM
Investment companies 1 $1.3B 92.4%
Pooled investment vehicles (non-investment companies) 1 $255K 0.02%
Other investment advisers 2 $48.4M 3.47%
Other 1 $57.9M 4.15%

Private funds (1)

Reported in Form ADV Section 7.B.(1), filing of Dec 2024 · $160K combined gross assets

FundTypeDomicileGross assetsOwners
Newton Opportunity Fund, Lp Hedge Fund Delaware $160K 14

People (4)

NameRole / titleCredentialsWith firm sinceOwnership
Meyer, Eric, Stefan President And Co Chief Investment Officer Jan 2009 (18y) 25% – 50%
Van De Water, William, Raymond Managing Director/Co Chief Investment Officer Dec 2009 (17y) 25% – 50%
Zuech, Christopher, Jude Chief Compliance Officer Oct 2017 (9y) 10% – 25%
Jelinek, David, William Principal Jul 2020 (6y) 10% – 25%

Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Private funds (1, $160K gross assets)

FundTypeGross assetsMin. investmentOwners
Newton Opportunity Fund, Lp Hedge Fund $160K $50.0K 14

From Form ADV Section 7.B private fund reporting.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/19/2026 1.17 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Performance-based fees

Services

  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses/institutional clients
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 19, 2026.

View current Form ADV (SEC/IAPD) ↗