Congress Park Capital Llc
- Regulatory AUM
- $422M
- Discretionary
- $422M
- Clients
- 145
- Avg AUM / client
- $2.9M
- Accounts
- 453
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 18, 2026
Investments (13F portfolio — 134 positions, $370,483,821)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Nuveen Floating Rate Income | COM | $26,674,684 | 3,477,794 | 7.2% | 6.32% |
| 2 | Ishares Tr | CORE S&P500 ETF | $26,370,750 | 35,213 | 7.12% | 6.24% |
| 3 | Alphabet Inc | CAP STK CL A | $17,254,696 | 48,282 | 4.66% | 4.09% |
| 4 | Virtus Convertible & Income | COM NEW | $14,301,359 | 813,039 | 3.86% | 3.39% |
| 5 | Invesco Exch Traded Fd Tr Ii | NASDAQ 100 ETF | $14,290,267 | 47,167 | 3.86% | 3.38% |
| 6 | Ishares Tr | ULTRA SHORT DUR | $13,486,920 | 266,645 | 3.64% | 3.19% |
| 7 | Amazon Com Inc | COM | $13,034,023 | 54,687 | 3.52% | 3.09% |
| 8 | Apple Inc | COM | $10,572,099 | 36,536 | 2.85% | 2.5% |
| 9 | Nuveen Amt Free Qlty Mun Inc | COM | $9,979,000 | 850,000 | 2.69% | 2.36% |
| 10 | Mercadolibre Inc | COM | $8,910,877 | 5,250 | 2.41% | 2.11% |
| 11 | Ishares Tr | 0-3 MTH TREASURY | $8,715,161 | 86,572 | 2.35% | 2.06% |
| 12 | Virtus Convertible & Inc Fd | COM NEW | $8,632,801 | 542,943 | 2.33% | 2.04% |
| 13 | Nvidia Corporation | COM | $8,484,858 | 42,405 | 2.29% | 2.01% |
| 14 | Berkshire Hathaway Inc Del | CL B NEW | $8,373,374 | 16,734 | 2.26% | 1.98% |
| 15 | Meta Platforms Inc | CL A | $7,709,331 | 13,686 | 2.08% | 1.83% |
| 16 | Nuveen Amt Free Mun Cr Inc F | COM | $7,654,400 | 598,000 | 2.07% | 1.81% |
| 17 | Nuveen Quality Muncp Income | COM | $7,496,220 | 618,500 | 2.02% | 1.78% |
| 18 | Microsoft Corp | COM | $6,437,842 | 17,259 | 1.74% | 1.52% |
| 19 | Pgim Etf Tr | PGIM ULTRA SH BD | $6,063,976 | 122,381 | 1.64% | 1.44% |
| 20 | Micron Technology Inc | COM | $5,959,619 | 5,163 | 1.61% | 1.41% |
| 21 | Alphabet Inc | CAP STK CL C | $5,896,758 | 16,689 | 1.59% | 1.4% |
| 22 | Nuveen Mun Cr Income Fd | COM SH BEN INT | $5,547,500 | 437,500 | 1.5% | 1.31% |
| 23 | Nuveen Mun Value Fd Inc | COM | $5,523,998 | 599,132 | 1.49% | 1.31% |
| 24 | Jpmorgan Chase & Co | COM | $4,643,831 | 14,187 | 1.25% | 1.1% |
| 25 | Embraer S.A. | SPONSORED ADS | $4,415,139 | 69,203 | 1.19% | 1.05% |
Top 25 of 134 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 83 | $20.9M | 4.95% |
| High net worth individuals | 62 | $383M | 90.7% |
| Pension and profit sharing plans | Fewer than 5 clients | $18.5M | 4.38% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Eric Brodwin | Managing Member, Chief Investment Officer & Chief Compliance Officer | Jun 2009 (17y) | 75% or more | |
| Michael James Steiner | Registered representative | Jun 2012 (14y) | ||
| Michael Los | Registered representative | Apr 2017 (9y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/18/2026 | 926 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Fidelity Brokerage Services $404M (96% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 18, 2026.
View current Form ADV (SEC/IAPD) ↗