AUMdb

Rgb Capital Group, Llc

State-registered Wealth Manager · Boutique (under $100M) CRD 150420 · · x.com
☆ Save with Pro ADV data as of Jan 15, 2026
Regulatory AUM
$86.1M
Discretionary
$86.1M
Clients
107
Avg AUM / client
$805K
Accounts
208
Employees
4

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 60 $23.6M 27.4%
High net worth individuals 47 $60.8M 70.6%
Corporations and other businesses Fewer than 5 clients $1.7M 2.01%

People (2)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Robert Geoffrey Bernstein Registered representative Aug 2009 (17y)
Ryan Charles Redfern Registered representative Chartered Financial Consultant Apr 2024 (2y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 01/15/2026 1.02 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Performance-based fees

Services

  • Portfolio management for individuals/small businesses

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 15, 2026.

View current Form ADV (SEC/IAPD) ↗