MT
Mth Trading & Capital Management, Llc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 150448
·
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ADV data as of Aug 14, 2026
- Regulatory AUM
- $9.8M
- Discretionary
- $9.8M
- Clients
- 13
- Avg AUM / client
- $752K
- Accounts
- 27
- Employees
- 1
AUM over time
$9.3M
$9.8M
Mar 29, 2026
Aug 14, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 14, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | Fewer than 5 clients | $609K | 6.23% |
| High net worth individuals | 13 | $9.2M | 93.8% |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mark Timothy Harrison | Registered representative | Dec 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/29/2026 | 1.1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 14, 2026.
View current Form ADV (SEC/IAPD) ↗