Ellington Financial Management Llc
- Regulatory AUM
- $19.4B
- Discretionary
- $19.4B
- Clients
- 1
- Avg AUM / client
- $19.4B
- Accounts
- 1
- Employees
- 164
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 1 | $19.4B | 100.0% |
People (6)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Vranos, Michael, William | Chief Executive Officer And President | Apr 2007 (19y) | ≈ 18.75% – 50% via Emg Holdings, L.P. | |
| Penn, Laurence, Eric | Executive Vice President | Aug 2007 (19y) | Less than 5% | |
| Tecotzky, Mark, Ira | Chief Investment Officer | Mar 2008 (18y) | Less than 5% | |
| Margolis, Daniel, Reuven | General Counsel | Aug 2013 (13y) | Less than 5% | |
| Herlihy, John, Robert | Chief Financial Officer | Apr 2018 (8y) | Less than 5% | |
| Maloney, Patrick, Brady | Chief Compliance Officer & Associate General Counsel | Jan 2024 (3y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Emg Holdings, L.P. | Member | Mar 2009 | A | 75% or more |
| Vc Investments, L.L.C. | Manager | Mar 2009 | A | Less than 5% |
| Vc Investments, L.L.C. | General Partner | Jan 2007 | B | GP / trustee / elected manager of Emg Holdings, L.P. (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Vranos, Michael, William: 25% – 50% of Emg Holdings, L.P. × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 2.19 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗