Financial Independence, Llc
- Regulatory AUM
- $288M
- Discretionary
- $0
- Clients
- 279
- Avg AUM / client
- $1.0M
- Accounts
- 895
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 191 | $72.0M | 25.0% |
| High net worth individuals | 87 | $214M | 74.2% |
| Pension and profit sharing plans | 1 | $2.3M | 0.81% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Rick Walter Campbell | President/Chief Compliance Officer | Chartered Financial Consultant | Apr 2009 (17y) | 75% or more |
| Mark Allen Lavallee | Registered representative | CFP | Sep 2009 (17y) | |
| Kevin Pierro | Registered representative | CFP | Nov 2018 (8y) | |
| Mac Kenzie Douglas Campbell | Registered representative | Feb 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/03/2026 | 901 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $288M (100% of AUM) Jul 2026
- TD Ameritrade $184M (100% of AUM) Sep 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 30, 2026.
View current Form ADV (SEC/IAPD) ↗