Annis Gardner Whiting Capital Advisors Llc
- Regulatory AUM
- $1.7B
- Discretionary
- $1.4B
- Clients
- 142
- Avg AUM / client
- $12.2M
- Accounts
- 2,044
- Employees
- 21
AUM over time
Annual snapshots from Form ADV filings · as of Mar 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 35 | $13.3M | 0.77% |
| High net worth individuals | 92 | $1.4B | 79.3% |
| Pooled investment vehicles (non-investment companies) | 1 | $4.2M | 0.25% |
| Pension and profit sharing plans | 4 | $26.7M | 1.54% |
| Charitable organizations | 6 | $228M | 13.2% |
| Insurance companies | 1 | $15.2M | 0.88% |
| Corporations and other businesses | 3 | $69.6M | 4.03% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Jun 2024 · $2.6M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Agw Pe Access Vehicle: Bpv Iv, Llc | Other Private Fund | Delaware | $2.6M | 16 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Watson Clinic Llp 401(k) Profit Sharing Plan Watson Clinic Llp | 2024 |
People (13)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jeffrey Stuart Annis | Managing Member, Chief Compliance Officer | CFP | Apr 2009 (17y) | 25% – 50% |
| Peter Justin Gardner | Managing Member, Chief Investment Officer | CFP CFA | Apr 2009 (17y) | 25% – 50% |
| Paul Leo Whiting | Managing Member And Chief Financial Officer | CFA | May 2009 (17y) | 25% – 50% |
| James Lowndes Robbins | Registered representative | Jan 2019 (8y) | ||
| Kathryn Gonsalves Bryant | Registered representative | May 2019 (7y) | ||
| Todd Sessums | Registered representative | Sep 2023 (3y) | ||
| Jared Bloom Lynn | Registered representative | Oct 2023 (3y) | ||
| Nicolas John Samarkos | Registered representative | Nov 2024 (2y) | ||
| Isaiah Enrique Scott | Registered representative | Dec 2024 (2y) | ||
| Isabel Malia Yanes | Registered representative | Feb 2025 (1y) | ||
| Brianna Mc Donald | Registered representative | Apr 2025 (1y) | ||
| Trinity Hope Stivers | Registered representative | Aug 2025 (1y) | ||
| Carissa Kelly Marie Bailey | Registered representative | May 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $2.6M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Agw Pe Access Vehicle: Bpv Iv, Llc | Other Private Fund | $2.6M | $250K | 16 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Watson Clinic Llp 401(k) Profit Sharing Plan | Watson Clinic Llp | 2,092 | $328M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/13/2026 | 1.19 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • PROJECT BASED FEES
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $1.4B (82% of AUM) Mar 2026
- Suntrust Bank $1.2B (42% of AUM) Sep 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 13, 2026.
View current Form ADV (SEC/IAPD) ↗