16 Th Amendment Advisors Llc
- Regulatory AUM
- $390M
- Discretionary
- $390M
- Clients
- 80
- Avg AUM / client
- $4.9M
- Accounts
- 80
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 03, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 79 | $287M | 73.5% |
| Pooled investment vehicles (non-investment companies) | 1 | $103M | 26.5% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $35.0M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Vicksburg Municipal Trading Fund Lp master | Hedge Fund | Delaware | $35.0M | 6 |
People (2)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Lee, John, Joseph | Chief Compliance Officer | May 2009 (17y) | 25% – 50% | |
| Mccarthy, Richard, Jed | Member / Co Portfolio Manager | May 2009 (17y) | 25% – 50% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Jed Mccarthy 2022 Family Trust | Member | May 2009 | A | 10% – 25% |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $35.0M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Vicksburg Municipal Trading Fund Lp | Hedge Fund | $35.0M | $1.0M | 6 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/03/2026 | 1.24 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- Fidelity Brokerage Services $123M (31% of AUM) Mar 2026
- Charles Schwab & Co. $73.8M (19% of AUM) Mar 2026
- Raymond James $73.0M (19% of AUM) Mar 2026
- Fidelity $70.1M (43% of AUM) Dec 2023
- Morgan Stanley $12.0M (11% of AUM) Sep 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 03, 2026.
View current Form ADV (SEC/IAPD) ↗