Woodward Financial Advisors, Inc.
- Regulatory AUM
- $641M
- Discretionary
- $641M
- Clients
- 203
- Avg AUM / client
- $3.2M
- Accounts
- 1,084
- Employees
- 10
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 6 | $2.5M | 0.39% |
| High net worth individuals | 197 | $639M | 99.6% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Ronald Miller | President/Chief Compliance Officer | CFP | May 2009 (17y) | 75% or more |
| Victor Louis Colella | Registered representative | CFP | Apr 2020 (6y) | |
| Alexander Munib Richani | Registered representative | CFP | Sep 2021 (5y) | |
| Laura Anne Neal | Registered representative | CFP | May 2023 (3y) | |
| Taylor Renee Cole | Registered representative | CFP | Jan 2024 (3y) | |
| Courtney Dorothy Cubbin | Registered representative | CFP | Dec 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/30/2026 | 898 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $612M (95% of AUM) Apr 2026
- National Financial Services (Fidelity) $33.8M (6% of AUM) Sep 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 30, 2026.
View current Form ADV (SEC/IAPD) ↗