AUMdb

Firsthand Capital Management, Inc.

SEC-registered Mutual Fund / Asset Manager · Boutique (under $100M) CRD 150647 · SEC file 801-70365 · San Jose, CA · TWITTER.COM
☆ Save with Pro ADV data as of Jul 31, 2026
Regulatory AUM
$58.6M
Discretionary
$58.6M
Clients
3
Avg AUM / client
$19.5M
Accounts
3
Employees
5

AUM over time

$51.1M $490M
Jan 25, 2012 Jul 31, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Jul 31, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 0
High net worth individuals 0
Banking or thrift institutions 0
Investment companies 2 $58.6M 100.0%
Business development companies 1 $0
Pension and profit sharing plans 0
Charitable organizations 0
State or municipal government entities 0
Other investment advisers 0
Insurance companies 0
Sovereign wealth funds and foreign official institutions 0
Corporations and other businesses 0
Other 0

People (3)

NameRole / titleCredentialsWith firm sinceOwnership
Landis, Kevin, Michael President/Director/Ceo/Portfolio Manager May 2009 (17y) 75% or more
Leung, Kelvin, Karfun Managing Director, General Counsel & Chief Compliance Officer Jul 2009 (17y) Less than 5%
Billawala, Omar, Noorudin Chief Operating Officer Feb 2010 (17y) Less than 5%

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/25/2026 1020 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Performance-based fees

Services

  • Portfolio management for investment companies

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 31, 2026.

View current Form ADV (SEC/IAPD) ↗