Northmarq Fund Management, Llc
- Regulatory AUM
- $541M
- Discretionary
- $534M
- Clients
- 8
- Avg AUM / client
- $67.7M
- Accounts
- 8
- Employees
- 18
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 8 | $541M | 100.0% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gregory, Rance, Stephen | President, Ceo | Oct 2002 (24y) | Less than 5% | |
| Marcus Christian Parker | Chief Compliance Officer, Managing Director | CFA | Jun 2009 (17y) | Less than 5% |
| Mc Queen, Murray | Managing Director | May 2024 (2y) | Less than 5% | |
| Power, Shawn, Michael | Board Of Managers, Chief Financial Officer | May 2024 (2y) | Less than 5% | |
| Weidell, Jeffrey, Alan | Board Of Managers, Chairman | May 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Norris, Beggs & Simpson Companies Llc | Member | Jan 2015 | A | 75% or more |
| Northmarq Fm Holdings, Llc | Member | May 2024 | A | Less than 5% |
| Northmarq Companies Llc | Member | Dec 2002 | B | ≈ 0% – 5% via Northmarq Fm Holdings, Llc |
| Pohlad Group, Llc | Member | Jan 2022 | B | ≈ 0% – 5% via Pohlad Holdings, Llc |
| Pohlad Companies Llc | Member | May 2024 | B | ≈ 0% – 5% via Northmarq Companies Llc |
| Pohlad Holdings, Llc | Member | May 2023 | B | ≈ 0% – 5% via Pohlad Companies Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Northmarq Companies Llc: 75% – 100% of Northmarq Fm Holdings, Llc × 0% – 5% direct ≈ 0% – 5% of the firm
- Pohlad Group, Llc: 75% – 100% of Pohlad Holdings, Llc × 75% – 100% of Pohlad Companies Llc × 75% – 100% of Northmarq Companies Llc × 75% – 100% of Northmarq Fm Holdings, Llc × 0% – 5% direct ≈ 0% – 5% of the firm
- Pohlad Companies Llc: 75% – 100% of Northmarq Companies Llc × 75% – 100% of Northmarq Fm Holdings, Llc × 0% – 5% direct ≈ 0% – 5% of the firm
- Pohlad Holdings, Llc: 75% – 100% of Pohlad Companies Llc × 75% – 100% of Northmarq Companies Llc × 75% – 100% of Northmarq Fm Holdings, Llc × 0% – 5% direct ≈ 0% – 5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.33 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
- • Other fees
- • PERCENTAGE OF CAPITAL COMMITTMENTS
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗