Artience Capital Management, Llc
- Regulatory AUM
- $147M
- Discretionary
- $147M
- Clients
- 34
- Avg AUM / client
- $4.3M
- Accounts
- 118
- Employees
- 1
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 12 | $829K | 0.57% |
| High net worth individuals | 22 | $146M | 99.4% |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kim Tracy Nordmo | Managing Member And Chief Compliance Officer | Aug 2009 (17y) | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 991 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: DBO ALLEGED THAT THE COMPANY WAS DOING BUSINESS AS AN INVESTMENT ADVISER IN CALIFORNIA WITHOUT A VALID CERTIFICATE Status: Final Sanction Detail: FINE ORDERED IN THE AMOUNT OF $10,000. BY AGREEMENT, THE FINE WAS PAID IN FOUR EQUAL QUARTERLY INSTALLMENTS. Summary: THE COMPANY WAS AN SEC REGISTRANT. UNDER THE DODD-FRANK ACT, THE COMPANY WAS FORCED TO WITHDRAW FROM SEC REGISTRATION AND RE-REGISTER WITH THE STATE OF CALIFORNIA (DEPARTMENT OF BUSINESS OVERSIGHT). THE COMPANY'S RE-REGISTRATION APPLICATION WAS NOT APPROVED PRIOR TO THE REGISTRATION DEADLINE RESULTING IN A PERIOD DURING WHICH THE COMPANY WAS DOING BUSINESS WITHOUT A VALID CERTIFICATE.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $147M (100% of AUM) Mar 2026
- Black Rock Advisors Llc $22.1M (18% of AUM) Nov 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗