Strategic Wealth Management, Llc
State-registered
Insurance-Affiliated · Boutique (under $100M)
CRD 150765
· Bend, OR
· WWW.ADVICEFORWEALTH.COM
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ADV data as of Sep 15, 2025
- Regulatory AUM
- $18.6M
- Discretionary
- $18.6M
- Clients
- 29
- Avg AUM / client
- $643K
- Accounts
- 50
- Employees
- 1
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 9 | $2.4M | 13.1% |
| High net worth individuals | 12 | $10.5M | 56.3% |
| Pension and profit sharing plans | 8 | $5.7M | 30.6% |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Wayne Smith | Registered representative | CFP Chartered Financial Consultant | Jan 2026 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 09/15/2025 | 1.25 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Sep 15, 2025.
View current Form ADV (SEC/IAPD) ↗