Davies Wealth Management Llc
State-registered
Insurance-Affiliated · Boutique (under $100M)
CRD 151098
· Stuart, FL
· TWITTER.COM
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ADV data as of Mar 31, 2026
- Regulatory AUM
- $18.4M
- Discretionary
- $18.4M
- Clients
- 120
- Avg AUM / client
- $153K
- Accounts
- 118
- Employees
- 1
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 98 | $2.2M | 11.7% |
| High net worth individuals | 20 | $16.3M | 88.3% |
| Corporations and other businesses | 2 | $12.5K | 0.07% |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Thomas Robert Davies | Registered representative | Oct 2009 (17y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 980 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗