AUMdb

Gia Partners, Llc.

SEC-registered Investment Adviser · Mid-sized ($1B–$10B) CRD 151207 · SEC file 801-70518 · New York, NY · WWW.GIALLC.COM
☆ Save with Pro ADV data as of Mar 16, 2026
Regulatory AUM
$1.1B
Discretionary
$1.1B
Clients
16
Avg AUM / client
$66.2M
Accounts
17
Employees
10

AUM over time

$985M $2.7B
Mar 30, 2012 Mar 16, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 16, 2026

Who they serve

Client typeClientsAUM% of AUM
State or municipal government entities 8 $763M 72.1%
Corporations and other businesses Fewer than 5 clients $10.6M 1.0%
Other 8 $285M 26.9%

People (8)

NameRole / titleCredentialsWith firm sinceOwnership
Cortes, Eduardo, Luis Chief Investment Officer Jul 2009 (17y) 50% – 75%
Ellis, David, T Managing Director Jul 2009 (17y) 10% – 25%
Tang, Hamburg Managing Director Jul 2009 (17y) 10% – 25%
Tseng, Albert, K. Managing Director & Deputy Cio Jul 2009 (17y) 10% – 25%
Vallancourt O'neill, Victoria, Lynn Chief Compliance Officer & Chief Operating Officer Jul 2009 (17y) Less than 5%
West, Arnold, Bernard Director, Institutional Relationships Sep 2014 (12y) Less than 5%
Krishnan, Aswini Director, Analyst/Manager Feb 2019 (8y) Less than 5%
Escobar, Miguel Director, Anaylst/Manager Jan 2020 (7y) Less than 5%

Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/16/2026 910 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 16, 2026.

View current Form ADV (SEC/IAPD) ↗