AUMdb

Biltmore Wealth Management, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 151365 · SEC file 801-81007 · Tempe, AZ · WWW.BILTMOREWEALTHAZ.COM
☆ Save with Pro ADV data as of Feb 17, 2026
Regulatory AUM
$440M
Discretionary
$440M
Clients
307
Avg AUM / client
$1.4M
Accounts
639
Employees
4

AUM over time

$88.4M $440M
Jan 24, 2012 Feb 17, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Feb 17, 2026

Investments (13F portfolio — 60 positions, $281,197,886)

13F period Mar 31, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Select Sector Spdr Tr STATE STREET IND $34,468,911 213,126 12.3% 7.84%
2 Select Sector Spdr Tr STATE STREET TEC $29,054,862 218,622 10.3% 6.61%
3 Select Sector Spdr Tr STATE STREET HEA $25,627,404 174,800 9.11% 5.83%
4 Select Sector Spdr Tr STATE STREET CON $21,148,484 194,058 7.52% 4.81%
5 Pimco Etf Tr SHTRM MUN BD ACT $21,114,769 418,529 7.51% 4.8%
6 Pimco Etf Tr ULTRA SHORT GOVT $18,519,977 183,421 6.59% 4.21%
7 Select Sector Spdr Tr STATE STREET CON $15,940,167 194,440 5.67% 3.63%
8 Select Sector Spdr Tr STATE STREET UTI $13,738,097 299,370 4.89% 3.13%
9 Ishares Tr CRE U S REIT ETF $13,216,651 223,292 4.7% 3.01%
10 Select Sector Spdr Tr STATE STREET MAT $12,614,687 252,445 4.49% 2.87%
11 Select Sector Spdr Tr STATE STREET ENE $11,379,810 185,762 4.05% 2.59%
12 Select Sector Spdr Tr STATE STREET COM $9,422,787 84,997 3.35% 2.14%
13 Spdr Gold Tr GOLD SHS $9,121,287 21,198 3.24% 2.07%
14 Vanguard Scottsdale Fds SHORT TERM TREAS $8,349,113 142,622 2.97% 1.9%
15 Spdr Series Trust STATE STREET SPD $5,697,279 62,170 2.03% 1.3%
16 Nvidia Corporation COM $1,963,434 11,258 0.7% 0.45%
17 Ishares Tr 7-10 YR TRSY BD $1,866,645 19,558 0.66% 0.42%
18 Apple Inc COM $1,542,800 6,079 0.55% 0.35%
19 Csx Corp COM $1,335,591 32,536 0.48% 0.3%
20 Micron Technology Inc COM $1,334,032 3,949 0.47% 0.3%
21 Eaton Corp Plc SHS $1,292,977 3,615 0.46% 0.29%
22 Costco Wholesale Corporation COM $1,081,437 1,085 0.38% 0.25%
23 Amazon Com Inc COM $1,036,533 4,977 0.37% 0.24%
24 Tesla Inc COM $1,008,186 2,712 0.36% 0.23%
25 Alphabet Inc CAP STK CL C $1,002,086 3,493 0.36% 0.23%

Top 25 of 60 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 211 $66.0M 15.0%
High net worth individuals 96 $369M 83.9%
Pension and profit sharing plans Fewer than 5 clients $4.6M 1.05%
Charitable organizations Fewer than 5 clients $356K 0.08%

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Kevin John Sweeney Chief Compliance Officer/Member CFP Jan 2010 (17y) 25% – 50%
Timothy Alan Carpenter Managing Member Jan 2010 (17y) 50% – 75%
Max David Rossiter Registered representative Jun 2015 (11y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 02/17/2026 910 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 17, 2026.

View current Form ADV (SEC/IAPD) ↗