Avista Financial Network, Inc.
State-registered
Insurance-Affiliated · Boutique (under $100M)
CRD 151366
· Northbrook, IL
· WWW.AVISTAWEALTH.COM
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ADV data as of Dec 22, 2025
- Regulatory AUM
- $31.9M
- Discretionary
- $27.9M
- Clients
- 60
- Avg AUM / client
- $532K
- Accounts
- 60
- Employees
- 1
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 38 | $6.9M | 21.6% |
| High net worth individuals | 10 | $21.0M | 65.8% |
| Pension and profit sharing plans | 12 | $4.0M | 12.5% |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Glenn Michael Farkas | Registered representative | Sep 2009 (17y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 12/22/2025 | 989 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Pershing $21.2M (66% of AUM) Dec 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Dec 22, 2025.
View current Form ADV (SEC/IAPD) ↗