S.A. Mason, Llc
- Regulatory AUM
- $529M
- Discretionary
- $427M
- Clients
- 282
- Avg AUM / client
- $1.9M
- Accounts
- 881
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Mar 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 164 | $25.0M | 4.74% |
| High net worth individuals | 90 | $461M | 87.1% |
| Charitable organizations | 18 | $30.1M | 5.7% |
| Corporations and other businesses | 10 | $12.9M | 2.44% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Samuel Arthur Mason | Managing Member/Chief Compliance Officer | CFP | Aug 2009 (17y) | 75% or more |
| Braden L Proctor | Registered representative | May 2018 (8y) | ||
| Richard James Veenhoven | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Luke Samuel Mason | Registered representative | Jan 2026 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 908 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $391M (74% of AUM) Mar 2026
- Fifth Third Bank $137M (26% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗