Topturn Capital, Llc
- Regulatory AUM
- $187M
- Discretionary
- $167M
- Clients
- 106
- Avg AUM / client
- $1.8M
- Accounts
- 318
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 38 | $20.1M | 10.7% |
| High net worth individuals | 45 | $105M | 56.3% |
| Pension and profit sharing plans | 6 | $21.9M | 11.7% |
| Charitable organizations | 9 | $36.5M | 19.5% |
| Corporations and other businesses | 8 | $3.4M | 1.83% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Nov 2024 · $304K combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Omnistrat Fund, Lp | Hedge Fund | California | $304K | 17 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Daniel Gregory Stewart | Managing Member/Chief Investment Officer | Nov 2009 (17y) | 50% – 75% | |
| Danny Nmn Darchuck | Managing Member/Chief Compliance Officer | CFP | Nov 2009 (17y) | 50% – 75% |
| Derek Makoto Lee | Registered representative | CFP | Feb 2026 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $304K gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Omnistrat Fund, Lp | Hedge Fund | $304K | $250K | 17 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 979 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $171M (91% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗