Sun Mountain Capital Advisors, Llc
- Regulatory AUM
- $379M
- Discretionary
- $379M
- Clients
- 9
- Avg AUM / client
- $42.1M
- Accounts
- 9
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Mar 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 9 | $379M | 100.0% |
Private funds (11)
Reported in Form ADV Section 7.B.(1), filing of Jun 2024 · $599M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Nmsic Co Investment Fund Lp | Venture Capital Fund | Delaware | $172M | 1 |
| Mexico Ventures Ii Fund Of Funds, Lp | Private Equity Fund | Canada | $153M | 6 |
| Mexico Ventures I, L.P. | Private Equity Fund | Canada | $57.3M | 4 |
| Mexico Ventures Iii, Lp | Private Equity Fund | Canada | $56.0M | 2 |
| New Mexico Recovery Fund, L.P. | Other Private Fund | Delaware | $38.1M | 2 |
| Mexico Ventures Ii Direct Fund, Lp | Venture Capital Fund | Canada | $36.9M | 6 |
| Badger Fund Of Funds I, Lp | Private Equity Fund | Delaware | $30.2M | 26 |
| Sun Mountain Private Credit Fund I, Lp | Other Private Fund | Delaware | $20.3M | 56 |
| New Mexico Catalyst Fund, Lp | Private Equity Fund | Delaware | $20.0M | 5 |
| Mexico Ventures I Annex Fund, L.P. | Venture Capital Fund | Canada | $7.5M | 4 |
| Sun Mountain Private Credit Fund Ii, Lp | Other Private Fund | Delaware | $7.1M | 23 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brian Peter Birk | Managing Member | Dec 2006 (20y) | 25% – 50% | |
| Lee Michael Rand | Member | Jan 2009 (18y) | 25% – 50% | |
| Soehnel, Reed, Handy | Chief Compliance Officer | May 2022 (4y) | Less than 5% | |
| Sally Ann Corning | Registered representative | Jun 2011 (15y) |
Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (11, $599M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Nmsic Co Investment Fund Lp | Venture Capital Fund | $172M | $0 | 1 |
| Mexico Ventures Ii Fund Of Funds, Lp | Private Equity Fund | $153M | $500K | 6 |
| Mexico Ventures I, L.P. | Private Equity Fund | $57.3M | $500K | 4 |
| Mexico Ventures Iii, Lp | Private Equity Fund | $56.0M | $500K | 2 |
| New Mexico Recovery Fund, L.P. | Other Private Fund | $38.1M | $10.0K | 2 |
| Mexico Ventures Ii Direct Fund, Lp | Venture Capital Fund | $36.9M | $500K | 6 |
| Badger Fund Of Funds I, Lp | Private Equity Fund | $30.2M | $65.0K | 26 |
| Sun Mountain Private Credit Fund I, Lp | Other Private Fund | $20.3M | $25.0K | 56 |
| New Mexico Catalyst Fund, Lp | Private Equity Fund | $20.0M | $500K | 5 |
| Mexico Ventures I Annex Fund, L.P. | Venture Capital Fund | $7.5M | $500K | 4 |
| Sun Mountain Private Credit Fund Ii, Lp | Other Private Fund | $7.1M | $0 | 23 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 3.46 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗