Quadcap Wealth Management, Llc
- Regulatory AUM
- $1.3B
- Discretionary
- $1.3B
- Clients
- 582
- Avg AUM / client
- $2.3M
- Accounts
- 1,974
- Employees
- 23
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 288 | $59.6M | 4.44% |
| High net worth individuals | 294 | $1.3B | 94.7% |
| Pension and profit sharing plans | Fewer than 5 clients | $2.3M | 0.17% |
| Charitable organizations | Fewer than 5 clients | $9.7M | 0.72% |
People (17)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Blair | Managing Member | Jun 2009 (17y) | 75% or more | |
| Cortnie Lomas Rodriguez | Vice President | Feb 2014 (12y) | Less than 5% | |
| Robert Charles Knode | Senior Wealth Manager | CFP | Feb 2019 (8y) | Less than 5% |
| Lomas, Natalie, Katherine | Chief Operating Officer | Jul 2022 (4y) | Less than 5% | |
| Baker, Kelly, M | Occo/Cco | Oct 2024 (2y) | Less than 5% | |
| Robert Cecil Alston | Registered representative | Oct 2015 (11y) | ||
| Mary Macintosh Harris | Registered representative | Jul 2017 (9y) | ||
| Timothy Micah Foster | Registered representative | Nov 2020 (6y) | ||
| Anne Bethany Robinson | Registered representative | Apr 2024 (2y) | ||
| Monica Marie Sipes | Registered representative | CFP | May 2024 (2y) | |
| Christian Drew Patterson | Registered representative | CFP | May 2024 (2y) | |
| Bret Daniel O'guinn | Registered representative | Jul 2024 (2y) | ||
| Miguel Rundstrom Holguin | Registered representative | Nov 2024 (2y) | ||
| Alexandra Baskin Mc Connell | Registered representative | Feb 2025 (1y) | ||
| Gianna Avila Mossotti | Registered representative | Aug 2025 (1y) | ||
| Cooper W Segars | Registered representative | Jul 2026 (0y) | ||
| Delonte Harrell | Registered representative | Jul 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 916 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $1.3B (99% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗