AUMdb

Federal Hill Capital Management, Llc

State-registered Insurance-Affiliated · Boutique (under $100M) CRD 151499 · Bardstown, KY · www.facebook.com
☆ Save with Pro ADV data as of Mar 30, 2026
Regulatory AUM
$55.6M
Discretionary
$52.4M
Clients
347
Avg AUM / client
$160K
Accounts
383
Employees
3

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 307 $37.3M 67.2%
High net worth individuals 40 $18.2M 32.8%

People (2)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
James Shannon Hoerter Registered representative Aug 2012 (14y)
Andrew Ferrill Meredith Registered representative Jan 2025 (2y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/30/2026 1.01 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients

Custody

Firm reports having custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.

View current Form ADV (SEC/IAPD) ↗