Bulldog Investors, Llp
- Regulatory AUM
- $561M
- Discretionary
- $561M
- Clients
- 136
- Avg AUM / client
- $4.1M
- Accounts
- 157
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 99 | $28.1M | 5.01% |
| High net worth individuals | 22 | $32.2M | 5.74% |
| Investment companies | 3 | $485M | 86.5% |
| Pension and profit sharing plans | 2 | $856K | 0.15% |
| Charitable organizations | 2 | $2.2M | 0.4% |
| Corporations and other businesses | 4 | $4.8M | 0.86% |
| Other | 4 | $7.4M | 1.31% |
Private funds (6)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $3.5M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Opportunity Partners, Lp | Hedge Fund | Ohio | $1.6M | 18 |
| Name Withheld | Hedge Fund | Delaware | $901K | 58 |
| Full Value Partners L.P. | Hedge Fund | Delaware | $562K | 26 |
| Calapasas West Partners Lp | Hedge Fund | Delaware | $304K | 28 |
| Mcm Opportunity Partners L.P. | Hedge Fund | Delaware | $127K | 3 |
| Full Value Special Situations Fund, Lp | Hedge Fund | Delaware | $73.7K | 12 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Andrew (Nmn) Dakos | Managing Partner | Aug 2009 (17y) | 25% – 50% | |
| Goldstein, Phillip, Franklin | Managing Partner | Aug 2009 (17y) | 25% – 50% | |
| Darling, Stephanie, Lynne | Chief Compliance Officer | Mar 2012 (14y) | Less than 5% | |
| Rajeev Probir Das | Registered representative | CFA | Dec 2025 (1y) |
Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (6, $3.5M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Opportunity Partners, Lp | Hedge Fund | $1.6M | $250K | 18 |
| Name Withheld | Hedge Fund | $901K | $100K | 58 |
| Full Value Partners L.P. | Hedge Fund | $562K | $250K | 26 |
| Calapasas West Partners Lp | Hedge Fund | $304K | $250K | 28 |
| Mcm Opportunity Partners L.P. | Hedge Fund | $127K | $125K | 3 |
| Full Value Special Situations Fund, Lp | Hedge Fund | $73.7K | $250K | 12 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 1.12 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
Custody
Reported custodians
- Charles Schwab & Co. $71.6M (13% of AUM) Mar 2026
- Fidelity Brokerage Services $20.5M (4% of AUM) Mar 2025
- Pershing $14.9M (3% of AUM) Nov 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗