Redblack Advisers, Inc.
- Regulatory AUM
- $824M
- Discretionary
- $824M
- Clients
- 20
- Avg AUM / client
- $41.2M
- Accounts
- 3,159
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Other investment advisers | 20 | $824M | 100.0% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Rigsby, Robert, Harris | Head Of Legal Corporate And Alternatives | Jan 2016 (11y) | Less than 5% | |
| Babikian, Kevin, Kevork | Vice President And Secretary | Jul 2019 (7y) | Less than 5% | |
| Perryman, Bryan, P | President And Ceo | Feb 2020 (7y) | Less than 5% | |
| Robert William Keeler | Director, Head Of Trading | Nov 2021 (5y) | Less than 5% | |
| Pichanick, Denis, A | Head Of Finance | Jan 2022 (5y) | Less than 5% | |
| Hummel, Devin, Kristine | Chief Compliance Officer | Oct 2023 (3y) | Less than 5% | |
| Daniel Scott Cohen | Registered representative | CFA | Aug 2022 (4y) | |
| Vincent Arscott | Registered representative | CFA | Oct 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Invesco Group Services, Inc. | Sole Shareholder | Jun 2018 | A | 75% or more |
| Invesco Holding Company (Us), Inc. | Sole Shareholder | May 2019 | B | ≈ 31.64% – 100% via Oppenheimer Acquisition Corp. (Gatc) |
| Invesco Holding Company Limited | Sole Shareholder | Jan 2002 | B | ≈ 23.73% – 100% via Invesco Holding Company (Us), Inc. |
| Invesco Ltd. | Sole Shareholder | Jan 2002 | B | ≈ 17.8% – 100% via Invesco Holding Company Limited |
| Oppenheimerfunds, Inc. (Us) | Sole Shareholder | May 2019 | B | ≈ 56.25% – 100% via Invesco Group Services, Inc. |
| Oppenheimer Acquisition Corp. (Gatc) | Sole Shareholder | May 2019 | B | ≈ 42.19% – 100% via Oppenheimerfunds, Inc. (Us) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Invesco Holding Company (Us), Inc.: 75% – 100% of Oppenheimer Acquisition Corp. (Gatc) × 75% – 100% of Oppenheimerfunds, Inc. (Us) × 75% – 100% of Invesco Group Services, Inc. × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Invesco Holding Company Limited: 75% – 100% of Invesco Holding Company (Us), Inc. × 75% – 100% of Oppenheimer Acquisition Corp. (Gatc) × 75% – 100% of Oppenheimerfunds, Inc. (Us) × 75% – 100% of Invesco Group Services, Inc. × 75% – 100% direct ≈ 23.73% – 100% of the firm
- Invesco Ltd.: 75% – 100% of Invesco Holding Company Limited × 75% – 100% of Invesco Holding Company (Us), Inc. × 75% – 100% of Oppenheimer Acquisition Corp. (Gatc) × 75% – 100% of Oppenheimerfunds, Inc. (Us) × 75% – 100% of Invesco Group Services, Inc. × 75% – 100% direct ≈ 17.8% – 100% of the firm
- Oppenheimerfunds, Inc. (Us): 75% – 100% of Invesco Group Services, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Oppenheimer Acquisition Corp. (Gatc): 75% – 100% of Oppenheimerfunds, Inc. (Us) × 75% – 100% of Invesco Group Services, Inc. × 75% – 100% direct ≈ 42.19% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 995 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: INVESCO LTD AND AIM INTERNATIONAL MUTUAL FUNDS FAILED TO SUBMIT VOTING RIGHTS NOTIFICATIONS TO BAFIN AND THE ISSUERS BY THE REQUIRED DEADLINE. BAFIN ISSED A NOTICE OF HEARING ON JULY 30, 2020 TO INVESCO LTD ALLEGING THAT VIOLATIONS OF THE VOTING RIGHTS REQUIREMENTS OCCURED ON 26 OCCASSIONS RELATING TO THE VOTING RIGHTS NOTIFICATIONS OF INVESCO LTD AND ON 28 OCCASSIONS RELATING TO THE VOTING RIGHTS NOTIFICATIONS OF AIM INTERNATIONAL MUTUAL FUNDS BETWEEN 05/2019 AND 10/2019. INVESCO LTD. PAID THE ADMINISTRATIVE FINE ON JUNE 30, 2021. Status: Final Sanction Detail: DECISION TO IMPOSE A FINE OF 260,000 EUROS (APPROXIMATELY $309,595 USD) AGAINST INVESCO LTD WAS PAID BY THE JULY 2, 2021 DEADLINE. Summary: BAFIN IMPOSED A FINE OF 260,000 EUROS (APPROXIMATELY $309,595 USD) AGAINST INVESCO LTD FOR 54 INCORRECT THRESHOLD FILINGS BETWEEN 05/2019 AND 10/2019. THE FINE WAS PAID BY THE JULY 2, 2021 DEADLINE.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • TECHNOLOGY FEES BASED ON AUM, FEES BASED ON OVERLAY SERVICES
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Pershing $515M (62% of AUM) Mar 2026
- Charles Schwab & Co. $161M (20% of AUM) Mar 2026
- National Financial Services (Fidelity) $148M (18% of AUM) Mar 2026
- Fidelity Distributors Company Llc $54.6M (73% of AUM) Oct 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗