Trinity Portfolio Advisors, Llc
- Regulatory AUM
- $531M
- Discretionary
- $459M
- Clients
- 622
- Avg AUM / client
- $853K
- Accounts
- 1,422
- Employees
- 13
AUM over time
Annual snapshots from Form ADV filings · as of Jul 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 441 | $98.9M | 18.6% |
| High net worth individuals | 98 | $360M | 67.9% |
| Pension and profit sharing plans | 82 | $70.6M | 13.3% |
| Charitable organizations | 1 | $900K | 0.17% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Fee, Smith & Sharp, Llp 401(k) Plan Fee, Smith & Sharp, Llp | 2024 |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Allen Chalk | Member / Chief Compliance Officer | Sep 2009 (17y) | 75% or more | |
| Jeffrey Lee Mccain | Registered representative | Nov 2009 (17y) | ||
| Matthew James Oberst | Registered representative | Nov 2009 (17y) | ||
| Annette Christine Hamil | Registered representative | Mar 2011 (15y) | ||
| Morgan Jo Webb | Registered representative | CFP | Aug 2016 (10y) | |
| Aaron Roderick Estrada | Registered representative | Aug 2016 (10y) | ||
| Max William May | Registered representative | Mar 2023 (3y) | ||
| Chase Estrada | Registered representative | Mar 2025 (1y) | ||
| Darrell Scott Haynes | Registered representative | CFP | Jan 2026 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Fee, Smith & Sharp, Llp 401(k) Plan | Fee, Smith & Sharp, Llp | 113 | $19.1M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/17/2026 | 1.1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Fidelity Brokerage Services $494M (93% of AUM) Jul 2026
- National Financial Services (Fidelity) $161M (51% of AUM) Jun 2020
- American Trust Baa $71.0M (16% of AUM) Nov 2024
- United Trust $50.8M (13% of AUM) Nov 2023
- Unified Trust Company, N.A. $44.9M (14% of AUM) Jun 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 17, 2026.
View current Form ADV (SEC/IAPD) ↗