AUMdb

Neiman Funds Management Llc

SEC-registered Mutual Fund / Asset Manager · Boutique (under $100M) CRD 151749 · SEC file 801-70650 · Williamsvillie, NY · WWW.NEIMANFUNDS.COM
☆ Save with Pro ADV data as of Feb 10, 2026
Regulatory AUM
$41.2M
Discretionary
$41.2M
Clients
1
Avg AUM / client
$41.2M
Accounts
1
Employees
3

AUM over time

$28.7M $83.3M
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Feb 10, 2026

Who they serve

Client typeClientsAUM% of AUM
Investment companies 1 $41.2M 100.0%

People (3)

NameRole / titleCredentialsWith firm sinceOwnership
Daniel David Neiman President Sep 2009 (17y) 50% – 75%
Glenn Charles Wiggle Chief Compliance Officer, Member Sep 2009 (17y) 10% – 25%
Michael Steven Lomas Member Sep 2009 (17y) 10% – 25%

Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 02/10/2026 1010 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for investment companies

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 10, 2026.

View current Form ADV (SEC/IAPD) ↗