Continuum Financial, Llc
- Regulatory AUM
- $49.9M
- Discretionary
- $28.2M
- Clients
- 26
- Avg AUM / client
- $1.9M
- Accounts
- 26
- Employees
- 1
AUM over time
Annual snapshots from Form ADV filings · as of Feb 03, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 12 | $9.6M | 19.1% |
| High net worth individuals | 12 | $18.7M | 37.4% |
| Pension and profit sharing plans | 1 | $9.6M | 19.2% |
| Insurance companies | 1 | $12.1M | 24.3% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Medical Clinic Of Houston, L.L.P. Salary Deferral Profit Sharing Plan And Trust Medical Clinic Of Houston, Llp | 2024 |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Harold James Perkins | Managing Member/Chief Compliance Officer | Nov 2009 (17y) | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Medical Clinic Of Houston, L.L.P. Salary Deferral Profit Sharing Plan And Trust | Medical Clinic Of Houston, Llp | 222 | $64.6M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/03/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $40.3M (81% of AUM) Feb 2026
- National Financial Services (Fidelity) $9.6M (19% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 03, 2026.
View current Form ADV (SEC/IAPD) ↗