AUMdb

S Harris Financial Group, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 151899 · SEC file 801-131466 · San Antonio, TX · www.youtube.com
☆ Save with Pro ADV data as of Mar 18, 2026
Regulatory AUM
$404M
Discretionary
$404M
Clients
247
Avg AUM / client
$1.6M
Accounts
1,036
Employees
7

AUM over time

$219M $404M
Oct 15, 2024 Mar 18, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 18, 2026

Investments (13F portfolio — 107 positions, $109,637,313)

13F period Mar 31, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Fidelity Merrimack Str Tr TOTAL BD ETF $14,301,684 313,496 13.0% 3.54%
2 First Tr Exchange Traded Fd SMID RISNG ETF $11,214,681 284,420 10.2% 2.77%
3 J P Morgan Exchange Traded F INCOME ETF $9,322,372 202,352 8.5% 2.31%
4 Fidelity Covington Trust ENHANCED INTL $7,773,850 208,974 7.09% 1.92%
5 Jpmorgan Chase & Co COM $5,282,579 17,958 4.82% 1.31%
6 Vanguard Index Fds S&P 500 ETF SHS $4,657,684 7,795 4.25% 1.15%
7 Microsoft Corp COM $3,787,504 10,232 3.45% 0.94%
8 Nvidia Corporation COM $3,304,746 18,949 3.01% 0.82%
9 Fidelity Covington Trust EMERG MKTS MLTFT $2,778,603 87,986 2.53% 0.69%
10 Ishares Tr CORE S&P500 ETF $1,924,101 2,946 1.76% 0.48%
11 Amazon Com Inc COM $1,867,501 8,967 1.7% 0.46%
12 Alphabet Inc CAP STK CL A $1,749,904 6,085 1.6% 0.43%
13 Allstate Corp COM $1,485,141 7,163 1.35% 0.37%
14 Meta Platforms Inc CL A $1,324,250 2,315 1.21% 0.33%
15 Eaton Vance Tax Managed Dive COM $1,167,510 84,664 1.06% 0.29%
16 Apple Inc COM $1,155,884 4,554 1.05% 0.29%
17 Ishares Tr CORE US AGGBD ET $1,067,874 10,757 0.97% 0.26%
18 Eaton Vance Tax Managed Glob COM $1,046,002 120,785 0.95% 0.26%
19 Walmart Inc COM $1,014,341 8,162 0.93% 0.25%
20 State Str Spdr S&P 500 Etf T TR UNIT $898,927 1,382 0.82% 0.22%
21 Visa Inc COM CL A $817,190 2,704 0.75% 0.2%
22 Bank America Corp COM $807,136 16,557 0.74% 0.2%
23 Mastercard Incorporated CL A $795,743 1,593 0.73% 0.2%
24 Netflix Inc. COM $784,488 8,159 0.72% 0.19%
25 Ishares Tr CORE MSCI EAFE $777,715 8,591 0.71% 0.19%

Top 25 of 107 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 139 $26.2M 6.48%
High net worth individuals 108 $378M 93.5%

People (6)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Stephanie Allison Harris Member CFP Sep 2009 (17y) 50% – 75%
Gary Scott Harris Member And Chief Compliance Officer Aug 2016 (10y) 25% – 50%
Mitchell Allen Byrum Registered representative CFP Mar 2018 (8y)
Daniel P King Registered representative CFP May 2023 (3y)
Samuel James Haager Registered representative CFP Sep 2024 (2y)
Gracelyn Snider Registered representative Jan 2026 (1y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/18/2026 906 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Pension consulting services
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 18, 2026.

View current Form ADV (SEC/IAPD) ↗