N
N
Wealth Manager · Small ($100M–$1B)
CRD 152077
·
☆ Save with Pro
ADV data as of Jan 16, 2026
- Regulatory AUM
- $136M
- Discretionary
- $0
- Clients
- 426
- Avg AUM / client
- $320K
- Accounts
- 728
- Employees
- 4
AUM over time
$39.0M
$136M
Mar 22, 2012
Jan 16, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Jan 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 372 | $74.1M | 54.4% |
| High net worth individuals | 53 | $62.1M | 45.6% |
| Charitable organizations | 1 | $100K | 0.07% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $136M (100% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 16, 2026.