AUMdb

Bourbon Financial Management, Llc

State-registered Investment Adviser CRD 152178 · · WWW.BOURBONFM.COM
☆ Save with Pro ADV data as of Feb 06, 2026
Regulatory AUM
Discretionary
Clients
77
Avg AUM / client
Accounts
Employees
1

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 28 $0
High net worth individuals 49 $0

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Production Workers Pension Fund Production Workers Pension Fund 2024

People (1)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Patrick Charles Bourbon Registered representative CFP CFA Mar 2010 (16y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (1)

PlanSponsorParticipantsPlan assetsAs of
Production Workers Pension Fund Production Workers Pension Fund 0 $5.9M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 02/06/2026 978 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Hourly charges
  • Fixed fees
  • Other fees
  • FLAT MONTHLY - CONSULTING FEE

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 06, 2026.

View current Form ADV (SEC/IAPD) ↗