Clear Harbor Asset Management, Llc
- Regulatory AUM
- $2.1B
- Discretionary
- $2.0B
- Clients
- 820
- Avg AUM / client
- $2.5M
- Accounts
- 1,865
- Employees
- 24
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 333 | $136M | 6.62% |
| High net worth individuals | 451 | $1.7B | 84.0% |
| Pooled investment vehicles (non-investment companies) | 2 | $35.6M | 1.73% |
| Pension and profit sharing plans | 7 | $31.5M | 1.53% |
| Charitable organizations | 9 | $49.8M | 2.42% |
| Corporations and other businesses | 18 | $76.2M | 3.71% |
Private funds (2)
Reported in Form ADV Section 7.B.(1), filing of Dec 2024 · $21.8M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Spectrum Value Partners, L.P. | Hedge Fund | Delaware | $17.7M | 17 |
| Oncorev Global Oncology Ecosystem Fund Lp | Hedge Fund | Delaware | $4.1M | 20 |
People (16)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Aaron John Kennon | Chief Executive Officer | Dec 2009 (17y) | 50% – 75% | |
| Ian Alexander Armstrong | Chief Operations Officer | Dec 2009 (17y) | 10% – 25% | |
| Donald Roger Brooke Liddell | Vice Chairman | May 2010 (16y) | 10% – 25% | |
| Adamczyk, Denise, Marie | Chief Compliance Officer | Mar 2021 (5y) | Less than 5% | |
| Michael Henry Scholten | Registered representative | Feb 2010 (16y) | ||
| Matthew William Sexton | Registered representative | CFP | Jul 2020 (6y) | |
| Jeb Stuart Armstrong | Registered representative | Jul 2020 (6y) | ||
| Joseph Michael Rizzo | Registered representative | Jul 2020 (6y) | ||
| Kirstin Sterling Mobyed | Registered representative | Jul 2020 (6y) | ||
| Steven Elliot Shaw | Registered representative | Jul 2020 (6y) | ||
| Henrik Brun | Registered representative | Oct 2021 (5y) | ||
| Jacques None Cattier | Registered representative | Feb 2023 (4y) | ||
| James Denham Taliaferro | Registered representative | Feb 2023 (4y) | ||
| Alexander William Maxwell Russell | Registered representative | Aug 2023 (3y) | ||
| Robert Charles Dalldorf | Registered representative | Sep 2024 (2y) | ||
| Scott M Bogan | Registered representative | Mar 2025 (1y) |
Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (2, $21.8M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Spectrum Value Partners, L.P. | Hedge Fund | $17.7M | $250K | 17 |
| Oncorev Global Oncology Ecosystem Fund Lp | Hedge Fund | $4.1M | $250K | 20 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.25 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Pershing $1.4B (66% of AUM) Mar 2026
- Charles Schwab & Co. $489M (24% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗