The Journeys Group, Inc.
State-registered
Insurance-Affiliated · Boutique (under $100M)
CRD 152275
· Winterville, NC
· www.thejourneysgroup.com
☆ Save with Pro
ADV data as of Mar 14, 2025
- Regulatory AUM
- $63.0M
- Discretionary
- $0
- Clients
- 174
- Avg AUM / client
- $362K
- Accounts
- 372
- Employees
- 2
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 174 | $63.0M | 100.0% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| George Thomas Pate | Registered representative | CFP Chartered Financial Consultant | Dec 2009 (17y) | |
| George Thomas Pate Iii | Registered representative | CFP | Aug 2019 (7y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/14/2025 | 1.11 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $32.0M (51% of AUM) Mar 2025
- Axos Clearing $32.0M (51% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 14, 2025.
View current Form ADV (SEC/IAPD) ↗