Nvwm Llc
- Regulatory AUM
- $713M
- Discretionary
- $713M
- Clients
- 590
- Avg AUM / client
- $1.2M
- Accounts
- 1,783
- Employees
- 12
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 389 | $108M | 15.2% |
| High net worth individuals | 173 | $532M | 74.6% |
| Pension and profit sharing plans | 17 | $52.5M | 7.36% |
| Charitable organizations | 9 | $19.4M | 2.72% |
| Corporations and other businesses | 2 | $960K | 0.13% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Nicholas Vincent Ventura | Managing Member, Chief Compliance Officer | Nov 2004 (22y) | 75% or more | |
| Daniel Henry Mcelwee | Member, Executive Vice President | CFP | Apr 2010 (16y) | 10% – 25% |
| Thomas Michael Cahill | Member And Cio | Jan 2011 (16y) | 5% – 10% | |
| William R Purdy | Registered representative | CFP | Jan 2017 (10y) | |
| Morgan Anne Downs | Registered representative | Mar 2021 (5y) | ||
| Gerald D Fiess | Registered representative | Jun 2021 (5y) | ||
| Roger Erwin Klein | Registered representative | Nov 2021 (5y) | ||
| Lucas Nathaniel Morreale | Registered representative | Aug 2024 (2y) | ||
| Roman Chiokadze | Registered representative | Oct 2025 (1y) |
Undisclosed: 0% – 10% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/24/2026 | 980 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Pershing $443M (62% of AUM) Apr 2026
- Charles Schwab & Co. $169M (24% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 24, 2026.
View current Form ADV (SEC/IAPD) ↗