Birch Capital Management, Llc
- Regulatory AUM
- $235M
- Discretionary
- $230M
- Clients
- 35
- Avg AUM / client
- $6.7M
- Accounts
- 159
- Employees
- 2
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 18, 2026
Investments (13F portfolio — 78 positions, $190,842,646)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Apple Inc Com | Stock | $16,186,541 | 63,779 | 8.48% | 6.87% |
| 2 | Ww Grainger Inc Com | Stock | $15,601,328 | 14,303 | 8.18% | 6.63% |
| 3 | Microsoft Corp Com | Stock | $11,701,096 | 31,610 | 6.13% | 4.97% |
| 4 | Fedex Corp Com | Stock | $9,824,157 | 27,582 | 5.15% | 4.17% |
| 5 | Amgen Inc Com | Stock | $8,752,435 | 24,875 | 4.59% | 3.72% |
| 6 | Alphabet Inc Cap Stk Cl C | Stock | $8,570,803 | 29,878 | 4.49% | 3.64% |
| 7 | Schwab Charles Corp Com | Stock | $6,638,089 | 70,633 | 3.48% | 2.82% |
| 8 | Cencora Inc Com | Stock | $6,508,981 | 20,720 | 3.41% | 2.76% |
| 9 | Enterprise Prods Partners L P Com | Stock | $6,499,058 | 171,751 | 3.41% | 2.76% |
| 10 | Taiwan Semiconductor Manufact Sponsored Ads | ADR | $6,332,507 | 18,738 | 3.32% | 2.69% |
| 11 | Resmed Inc Com | Stock | $6,062,980 | 27,009 | 3.18% | 2.57% |
| 12 | Novo Nordisk A S Adr | ADR | $5,958,719 | 162,142 | 3.12% | 2.53% |
| 13 | S&P Global Inc Com | Stock | $5,955,637 | 14,002 | 3.12% | 2.53% |
| 14 | United Parcel Svcs Inc Cl B | Stock | $5,126,287 | 52,107 | 2.69% | 2.18% |
| 15 | Accenture Plc Ireland Shs Class A | Stock | $4,958,241 | 25,005 | 2.6% | 2.11% |
| 16 | Cisco Sys Inc Com | Stock | $4,754,482 | 61,277 | 2.49% | 2.02% |
| 17 | Cardinal Health Inc Com | Stock | $4,696,787 | 22,227 | 2.46% | 1.99% |
| 18 | Intercontinental Exchange Inc Com | Stock | $4,628,121 | 29,426 | 2.43% | 1.97% |
| 19 | Genpact Limited Shs | Stock | $4,186,826 | 112,398 | 2.19% | 1.78% |
| 20 | Infosys Ltd Sponsored Adr | ADR | $3,549,104 | 262,702 | 1.86% | 1.51% |
| 21 | Factset Resh Sys Inc Com | Stock | $3,438,858 | 15,848 | 1.8% | 1.46% |
| 22 | Snap On Inc Com | Stock | $2,614,094 | 7,197 | 1.37% | 1.11% |
| 23 | Cognizant Technology Solutions Cl A | Stock | $2,320,643 | 37,826 | 1.22% | 0.99% |
| 24 | Illinois Tool Wks Inc Com | Stock | $2,231,987 | 8,575 | 1.17% | 0.95% |
| 25 | Johnson & Johnson Com | Stock | $2,073,829 | 8,484 | 1.09% | 0.88% |
Top 25 of 78 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 8 | $2.5M | 1.05% |
| High net worth individuals | 27 | $230M | 97.8% |
| Charitable organizations | Fewer than 5 clients | $2.6M | 1.11% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Barclay D Nelson | Managing Member And Chief Compliance Officer | CFP CFA | Jul 2004 (22y) | 75% or more |
| Carlos Douglas Ian Butcher | Registered representative | CFP | Apr 2019 (7y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/18/2026 | 963 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Other fees
- • TRUSTEE FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $228M (97% of AUM) Mar 2026
- Fidelity Brokerage Services $27.3M (10% of AUM) Aug 2025
- Northern Trust $22.2M (11% of AUM) Aug 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 18, 2026.
View current Form ADV (SEC/IAPD) ↗