Ppb Advisors, Llc
SEC-registered
Private Fund Manager · Mid-sized ($1B–$10B)
CRD 152303
· SEC file 801-96194
· West Conshohocken, PA
· WWW.PPBCAPITALPARTNERS.COM
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ADV data as of Mar 23, 2026
- Regulatory AUM
- $4.8B
- Discretionary
- $0
- Clients
- 119
- Avg AUM / client
- $39.9M
- Accounts
- 119
- Employees
- 42
AUM over time
$40.0M
$4.8B
Nov 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 119 | $4.8B | 100.0% |
Private funds (68)
View all →Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $2.8B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Tbg Alternative Income Solutions Lp | Other Private Fund | Delaware | $139M | 175 |
| Caprock Psp Iv Lp | Other Private Fund | Delaware | $130M | 162 |
| Alpha Access Series Lp Private Equity Access Secondaries Fund I | Other Private Fund | Delaware | $127M | 49 |
| Tcg Private Select Partners Iii, Lp | Other Private Fund | Delaware | $118M | 111 |
| Reslaf Perpetual Fund Lp feeder | Other Private Fund | Delaware | $113M | 292 |
| Alpha Access Series Lp Credit Access Opportunities Fund I | Other Private Fund | Delaware | $108M | 65 |
| Century Park Income Fund Ii, Lp | Other Private Fund | Delaware | $96.2M | 98 |
| One Brick Select Private Credit Fund I, Lp feeder | Other Private Fund | Delaware | $94.2M | 230 |
| Alpha Access Series Lp Real Estate Access Opportunities Fund I feeder | Other Private Fund | Delaware | $87.8M | 54 |
| Century Park Growth & Income Fund Lp | Other Private Fund | Delaware | $75.0M | 102 |
| Oberland Healthcare Access Fund Lp feeder | Other Private Fund | California | $73.9M | 208 |
| Income Access Fund, L.P. | Other Private Fund | Delaware | $73.7M | 75 |
| Fundamental Partners Iii Access Fund Lp feeder | Other Private Fund | Delaware | $69.0M | 162 |
| Och Iii Healthcare Access Fund Lp feeder | Other Private Fund | Delaware | $61.7M | 118 |
| Investment Solutions Cybersecurity 2023 Access Fund Lp feeder | Other Private Fund | Delaware | $56.6M | 210 |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Lake, Brendan, William | President | Nov 2008 (18y) | ≈ 37.5% – 75% via Ppb Capital Partners Llc | |
| Baker, Robert, Lance | Cfo | Jan 2020 (7y) | Less than 5% | |
| Roeper, Jessica, J | Chief Compliance Officer | Jan 2023 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Ppb Capital Partners Llc | Owner | Jan 2014 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Lake, Brendan, William: 50% – 75% of Ppb Capital Partners Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (68, $2.8B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Tbg Alternative Income Solutions Lp | Other Private Fund | $139M | $250K | 175 |
| Caprock Psp Iv Lp | Other Private Fund | $130M | $250K | 162 |
| Alpha Access Series Lp Private Equity Access Secondaries Fund I | Other Private Fund | $127M | $500K | 49 |
| Tcg Private Select Partners Iii, Lp | Other Private Fund | $118M | $250K | 111 |
| Reslaf Perpetual Fund Lp | Other Private Fund | $113M | $100K | 292 |
| Alpha Access Series Lp Credit Access Opportunities Fund I | Other Private Fund | $108M | $500K | 65 |
| Century Park Income Fund Ii, Lp | Other Private Fund | $96.2M | $250K | 98 |
| One Brick Select Private Credit Fund I, Lp | Other Private Fund | $94.2M | $250K | 230 |
| Alpha Access Series Lp Real Estate Access Opportunities Fund I | Other Private Fund | $87.8M | $500K | 54 |
| Century Park Growth & Income Fund Lp | Other Private Fund | $75.0M | $250K | 102 |
| Oberland Healthcare Access Fund Lp | Other Private Fund | $73.9M | $100K | 208 |
| Income Access Fund, L.P. | Other Private Fund | $73.7M | $250K | 75 |
| Fundamental Partners Iii Access Fund Lp | Other Private Fund | $69.0M | $250K | 162 |
| Och Iii Healthcare Access Fund Lp | Other Private Fund | $61.7M | $100K | 118 |
| Investment Solutions Cybersecurity 2023 Access Fund Lp | Other Private Fund | $56.6M | $100K | 210 |
| Tcg Private Select Partners Ii Lp | Other Private Fund | $56.5M | $250K | 81 |
| Ppb Millennium 2021 Access Lp | Other Private Fund | $54.2M | $100K | 109 |
| Century Park Opportunity Fund 2021 Lp | Other Private Fund | $53.2M | $250K | 100 |
| Tcg Private Select Partners, Lp | Other Private Fund | $52.0M | $250K | 63 |
| Trailhead Income, Lp | Other Private Fund | $49.9M | $250K | 99 |
| Barrett Upton Private Equity Access Fund, Lp | Other Private Fund | $49.8M | $100K | 84 |
| Orbimed Royalty & Credit Opportunities Access Fund Iv Lp | Other Private Fund | $48.6M | $100K | 93 |
| Caprock Impact Partners I Lp | Other Private Fund | $42.4M | $250K | 73 |
| Trustcore Private Opportunities Fund Lp | Other Private Fund | $40.9M | $250K | 111 |
| Century Park Income Fund | Other Private Fund | $39.4M | $250K | 88 |
Top 25 of 68 funds by gross assets · all funds
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/23/2026 | 28.3 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • PRIVATELY MANAGED FUNDS
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 23, 2026.
View current Form ADV (SEC/IAPD) ↗