Collar Capital Management, Llc
- Regulatory AUM
- $176M
- Discretionary
- $166M
- Clients
- 125
- Avg AUM / client
- $1.4M
- Accounts
- 297
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Jul 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 73 | $22.6M | 12.8% |
| High net worth individuals | 50 | $144M | 81.5% |
| Pension and profit sharing plans | 2 | $9.9M | 5.64% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Patrick Daniel Collar | Managing Member And Chief Compliance Officer | Nov 2009 (17y) | 75% or more | |
| Joseph Richard Cacia | Registered representative | Dec 2009 (17y) | ||
| Matthew Clay Smith | Registered representative | Jul 2025 (1y) | ||
| Christopher Patrick Collar | Registered representative | Jul 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/13/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Interactive Brokers $166M (94% of AUM) Jul 2026
- American Funds Distributors, Inc. $7.8M (7% of AUM) Apr 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 13, 2026.
View current Form ADV (SEC/IAPD) ↗