A4 Wealth Advisors Llc
- Regulatory AUM
- $214M
- Discretionary
- $204M
- Clients
- 587
- Avg AUM / client
- $364K
- Accounts
- 1,366
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 441 | $72.5M | 33.9% |
| High net worth individuals | 146 | $141M | 66.1% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Burke Balcerzak | Managing Member | CFP | Apr 2010 (16y) | 75% or more |
| Heather Marie Fowler | Chief Compliance Officer/ Investment Advisor Representative | Apr 2024 (2y) | Less than 5% | |
| Shauntae E Funkhouser | Registered representative | Mar 2022 (4y) | ||
| Zachary Alan Spainhour | Registered representative | CFP | Aug 2024 (2y) | |
| Conrad Jordan Phillips | Registered representative | Jan 2025 (2y) | ||
| Cory Michael Esposito | Registered representative | CFP | Aug 2025 (1y) | |
| Kaylynne Elise Willis | Registered representative | May 2026 (0y) | ||
| Micheal James Foster | Registered representative | May 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/27/2026 | 971 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • CO-ADVISOR FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $199M (93% of AUM) May 2026
- American Healthcare Reit $4.6M (4% of AUM) Jun 2022
- Griffin Capital Company, Llc $4.4M (4% of AUM) Jun 2022
- Equity Institutional $3.9M (3% of AUM) Jun 2022
- Millennium Trust Company, Llc $1.7M (1% of AUM) Jun 2022
- Sila Realty Trust $1.6M (1% of AUM) Jun 2022
- Greenbacker $1.4M (1% of AUM) Jun 2022
- Cantor Fitzgerald Securities $1.2M (1% of AUM) Jun 2022
- Bloomwell 529 Education Savings Plan $886K (1% of AUM) Jun 2022
- Mainstar Trust $642K (1% of AUM) Jun 2022
- Strategic Funds $370K (0% of AUM) Jun 2022
- Benefit Street Partners $203K (0% of AUM) Jun 2022
- Phillips Edison & Company $108K (0% of AUM) Jun 2022
- Nextpoint Capital $32.1K (0% of AUM) Jun 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 27, 2026.
View current Form ADV (SEC/IAPD) ↗