Executive Investment Services, Llc
State-registered
Insurance-Affiliated · Boutique (under $100M)
CRD 152410
· Lake Oswego, OR
· www.prmnorthwest.com
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ADV data as of Jun 08, 2026
- Regulatory AUM
- $91.7M
- Discretionary
- $88.7M
- Clients
- 63
- Avg AUM / client
- $1.5M
- Accounts
- 153
- Employees
- 2
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 15 | $998K | 1.09% |
| High net worth individuals | 48 | $80.9M | 88.2% |
| Pension and profit sharing plans | Fewer than 5 clients | $8.3M | 9.01% |
| Other | Fewer than 5 clients | $1.5M | 1.69% |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Todd Gary Caudle | Registered representative | May 2010 (16y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/08/2026 | 1.11 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Commissions
- • Other fees
- • REFERRAL FEES FROM THIRD PARTY INVESTMENT ADVISOR FIRMS
Services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $88.7M (97% of AUM) Jun 2026
- Empower Financial Services, Inc. $3.0M (3% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 08, 2026.
View current Form ADV (SEC/IAPD) ↗