AF
Asesoria Financiera Independiente, Inc.
State-registered
Wealth Manager · Boutique (under $100M)
CRD 152439
·
☆ Save with Pro
ADV data as of Oct 28, 2025
- Regulatory AUM
- $21.6M
- Discretionary
- $0
- Clients
- 8
- Avg AUM / client
- $2.7M
- Accounts
- 8
- Employees
- 1
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 8 | $21.6M | 100.0% |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Francisco Watkins | Registered representative | May 2018 (8y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 10/28/2025 | 1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Other services
Custody
Reported custodians
- Morgan Stanley $9.4M (44% of AUM) Oct 2025
- UBS $8.1M (37% of AUM) Oct 2025
- Merrill Lynch $1.1M (5% of AUM) Oct 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Oct 28, 2025.
View current Form ADV (SEC/IAPD) ↗